Security Event Reporting Procedure Template (ISO/IEC 27001 A.6.8)
Security event reporting: what to report, channels, timing, no-blame rule, triage and hand-off to incident response, reporter feedback, metrics, channel tests
Anleitung: Use it to give everyone one known way to report suspicious events, lost devices and their own mistakes. Fill and test the reporting channels and timing first. The main pitfall is stopping at 'report to IT' without the no-blame rule, the hand-off and feedback to reporters.
Vorschau
Security Event Reporting Procedure: [Organization name]
Procedure that tells everyone working for [Organization name] what to report, how, when and what happens next. It supports ISO/IEC 27001:2022 + Amd 1:2024 Annex A control A.6.8 (reporting security events) and feeds A.5.25 (assessing security events) and the incident response plan (A.5.24 to A.5.28). Control guidance is in ISO/IEC 27002:2022 and incident management guidance in ISO/IEC 27035-1:2023 and 27035-2:2023. Replace every
[bracketed]value and every row marked Example.
Document control
| Field | Value |
|---|---|
| Document ID | DOC-ISMS-023 |
| Version | [1.0] |
| Status | [Draft / In review / Approved / Superseded] |
| Owner | [@security-operations-lead] |
| Approvers/reviewers | [@ciso], [@isms-manager], [@privacy-lead], [@service-desk-lead] |
| Last updated | YYYY-MM-DD |
| Classification | [Internal] |
| Standard and edition | ISO/IEC 27001:2022 + Amd 1:2024, Annex A A.6.8 (with A.5.24 to A.5.28); ISO/IEC 27002:2022; ISO/IEC 27035-1:2023, 27035-2:2023 |
| Parent documents | DOC-ISMS-001 Information security policy, DOC-ISMS-020 Incident response plan |
| Applies to | [All employees, contractors, temporary staff, and suppliers' staff with access to [Organization name] information or systems] |
| Reporting channels last tested | YYYY-MM-DD |
| Next scheduled review | YYYY-MM-DD |
Approvals
| Role | Name | Decision | Date |
|---|---|---|---|
| Procedure owner | [@security-operations-lead] | [Prepared] | YYYY-MM-DD |
| ISMS manager | [@isms-manager] | [Reviewed] | YYYY-MM-DD |
| Privacy lead | [@privacy-lead] | [Reviewed] | YYYY-MM-DD |
| CISO or top management | [@ciso] | [Approved] | YYYY-MM-DD |
Revision history
| Version | Date | Author | Change |
|---|---|---|---|
| 1.0 (Example) | YYYY-MM-DD | [@security-operations-lead] | First approved version |
| 1.1 (Example) | YYYY-MM-DD | [@security-operations-lead] | Added chat channel and supplier reporting route |
Contents
- Purpose and scope
- Terms used in this procedure
- Reporting culture and no-blame rule
- Reporting channels
- When to report
- What to report
- Receiving, triage and hand-off
- Feedback to reporters
- Special cases
- Size tiers
- One-page summary for staff
- Metrics
- Records and evidence
- Review and testing
- References
1. Purpose and scope
This procedure makes sure that anyone who notices something that may affect the security of [Organization name] information reports it quickly, through a known channel, and that the report reaches the people who can assess it. Early reports limit damage, start legal clocks at the right time and give the organization the information it needs to learn.
The procedure covers events affecting:
- information in any form (electronic, paper, spoken);
- systems, devices, cloud services and networks used by the organization, including those run by suppliers;
- personal data processed by the organization as controller or processor;
- physical security where it affects information (lost badges, tailgating, unlocked server rooms).
It applies to all employees, contractors and temporary staff. Suppliers
report through the route agreed in their contract
(isms/supplier-security-agreement-27036). Customers, researchers and
members of the public report through the external route in section 9.4.
The procedure ends when the event is handed to the security operations
team and the reporter has received feedback. Assessment, classification
and response follow compliance/incident-response-plan (DOC-ISMS-020).
2. Terms used in this procedure
| Term | Meaning in this procedure |
|---|---|
| Security event | Anything observed that might indicate a breach of policy, a failure of a control or a threat to information. Most events turn out to be harmless |
| Security weakness | A gap that could be exploited but has not yet caused harm, such as a door that does not lock or a shared password |
| Security incident | One or more events that the security operations team has assessed as harming, or likely to harm, information or services |
| Reporter | The person who makes a report |
| Receiver | The service desk agent or security analyst who records and triages the report |
| Near miss | An event that could have caused harm but did not, for example a phishing email reported before anyone clicked |
These are working terms written for this template. Read ISO/IEC 27000:2026 and ISO/IEC 27035-1:2023 for the official vocabulary.
3. Reporting culture and no-blame rule
[Organization name] wants to hear about every possible security event, including mistakes people make themselves. The following commitments apply:
- Reporting is always right. No one is criticised for a report that turns out to be harmless. "When in doubt, report" is the rule.
- No blame for honest mistakes. A person who reports their own
error promptly (for example a click on a phishing link or an email
sent to the wrong recipient) is not disciplined for that error.
Disciplinary action is considered only for deliberate, malicious or
repeated reckless conduct, under
isms/security-disciplinary-process(DOC-ISMS-052), and never for the act of reporting. - Delay is the real risk. Hiding or delaying a report makes harm worse and can breach legal deadlines. Deliberate concealment is a policy breach.
- Confidentiality. Reports are shared only with those who need them to respond. Reporters may ask that their name is not passed to their manager.
- Protection. No retaliation against reporters. Concerns about retaliation, or about misconduct by managers, may go through the [whistleblowing channel] instead.
- Thanks. Good reports are recognised in [team meetings, newsletters], with the reporter's permission.
4. Reporting channels
| Channel ID | Channel | Use for | Availability | Ends in |
|---|---|---|---|---|
| CH-01 | [Report phishing] button in the email client | Suspicious emails, including simulations | 24/7 | Security mailbox queue, auto-ticket |
| CH-02 | Service desk portal, category "Security event" | Most other events and weaknesses | 24/7 submission, staffed [business hours] | Ticketing system, security queue |
| CH-03 | Security hotline [+00 000 000 000] | Urgent events: lost device, account takeover, ransomware note, anything happening now | 24/7, on-call analyst | On-call phone, ticket raised by analyst |
| CH-04 | Chat channel [#security-help] | Quick questions, "is this real?" | [Business hours] | Monitored by security operations; analyst raises ticket |
| CH-05 | Email [security@example.com] | Reports from suppliers, or when other channels are unavailable | 24/7 submission | Security mailbox queue |
| CH-06 | In person to the line manager or office security | People without a device, such as shift or plant staff | Working hours | Manager or security officer raises a ticket on CH-02 at once |
Rules for channels:
- All channels end in the same security queue with one ticket per event, so nothing is lost between teams.
- If a channel is unavailable, use the next one. If you think your own device or account is compromised, phone CH-03 from another phone.
- Do not report through public social media or to personal email of security staff.
- Managers who receive a report (CH-06) pass it on without first investigating it themselves.
5. When to report
Report immediately, and in any case within the times below.
| Situation | Report within | Preferred channel |
|---|---|---|
| Something is happening now: ransom note, unusual pop-ups, files changing, account doing things you did not do | Immediately | CH-03 |
| Lost or stolen device, badge, token or work papers | 1 hour of noticing | CH-03 |
| You clicked a suspicious link, opened an attachment or entered your password on a suspicious page | Immediately | CH-03, then CH-01 for the email |
| Personal data sent to the wrong person or exposed | 1 hour of noticing | CH-02 or CH-03 |
| Suspicious email you did not act on | As soon as you see it | CH-01 |
| Security weakness (door, shared password, misconfigured sharing link) | Same working day | CH-02 |
| Policy breach observed (someone sharing passwords, tailgating) | Same working day | CH-02 or CH-06 |
Legal deadlines can start from the moment the organization becomes aware of a personal data breach or a significant incident. A report made late by an individual can make the organization miss a deadline, for example the 72-hour notification to a supervisory authority under GDPR Article 33, or the early warning under NIS2 Article 23 for entities in its scope.
6. What to report
6.1 Examples of events to report
| Category | Examples |
|---|---|
| Suspicious messages | Phishing emails, texts or chat messages; calls asking for passwords, codes or payments; urgent payment change requests |
| Account and access | MFA prompts you did not start; password reset emails you did not request; access to data you should not have |
| Devices | Lost or stolen devices; malware alerts; device behaving strangely; unknown USB device found |
| Data handling | Email or file sent to the wrong recipient; public sharing link on a Confidential file; papers left in a printer |
| Physical | Tailgating; unlocked secure rooms; lost badge; unknown visitor unescorted |
| Suppliers | A supplier tells you of a breach; a supplier asks for unusual access |
| Weaknesses | Shared accounts, outdated software, missing backups, controls that do not work |
| AI tools | Confidential information entered into an unapproved AI service; AI output that exposes other people's data |
6.2 Facts to include
- what you saw or did, in your own words;
- when it happened and when you noticed;
- which device, account, system or document is involved;
- whether personal data or customer information may be affected;
- anything you already did (for example "I closed the page", "I changed my password");
- how to contact you in the next hours.
6.3 What not to do
- Do not try to investigate or "test" the problem yourself.
- Do not delete the suspicious email, files or messages: report them first, then follow the analyst's instructions.
- Do not forward suspicious emails to colleagues to warn them; the security team does this.
- Do not switch off a device that shows a ransom note unless the analyst tells you to; disconnect it from the network (Wi-Fi off, cable out) and phone CH-03.
- Do not contact the attacker, the press or customers.
7. Receiving, triage and hand-off
7.1 Flow
Every report follows the same path from the channel to closure. The diagram shows the decisions the receiver and the analyst take; steps 7.2 and 7.3 describe them.
7.2 Receiver steps
- Acknowledge the report to the reporter within [15 minutes] for CH-03 and [1 working hour] for other channels.
- Record the facts from section 6.2, the channel, the time of the report and the time the reporter noticed the event.
- Check for urgent indicators: active compromise, ransomware, lost unencrypted device, personal data exposed, executive or privileged account involved. If present, page the on-call analyst at once.
- Give the reporter immediate safety instructions where needed (for example, "disconnect from Wi-Fi", "do not delete the email").
- Do not close a report without a recorded reason.
7.3 Analyst triage and hand-off
The security analyst assesses the event against the incident criteria
in compliance/incident-response-plan (section on triage and
declaration) and the levels in ops/incident-severity-matrix.
| Triage outcome | Action | Record |
|---|---|---|
| False positive or harmless event | Close with reason; thank reporter | Ticket |
| Near miss | Close; check whether others received the same lure; block indicators | Ticket, near-miss tag |
| Security weakness | Create remediation task with owner and due date; link to risk register if material | Ticket, compliance/risk-register or isms/vulnerability-remediation-tracker |
| Security incident | Declare under the incident response plan, assign severity and category, open entry in isms/incident-register (DOC-ISMS-021) | Incident record |
| Possible personal data breach | Notify privacy lead at once; start compliance/personal-data-breach-assessment | Breach assessment record |
| Policy breach by an individual | Hand facts to HR under isms/security-disciplinary-process only after the incident is contained, and only for conduct outside the no-blame rule | HR case reference in ticket |
7.4 Example log (Example rows)
| Report ID | Received | Channel | Summary | Outcome | Linked record |
|---|---|---|---|---|---|
| SER-2027-0142 (Example) | 2027-03-04 09:12 | CH-01 | Invoice email with password-protected archive | Near miss, sender blocked, 6 other recipients found | none |
| SER-2027-0143 (Example) | 2027-03-04 21:40 | CH-03 | Laptop stolen from car | Incident, SEV3, device encrypted and wiped | INC-2027-019 |
| SER-2027-0144 (Example) | 2027-03-05 11:05 | CH-02 | Customer file shared with "anyone with the link" | Incident, privacy assessment opened | INC-2027-020, PDB-2027-004 |
8. Feedback to reporters
- Every reporter receives an acknowledgement (section 7.2) and a closing message within [5 working days] or at closure, whichever is sooner.
- The closing message says, at a level the reporter can understand, what the report was ("a real phishing attempt, blocked for all staff", "harmless, thank you") and what, if anything, the reporter should do.
- For incidents still open, the reporter gets a short status update and is told the team may contact them again.
- Reporters of simulated phishing receive automatic positive feedback
(see
isms/phishing-simulation-plan). - Each quarter, the security team shares anonymised examples of good reports and what they prevented, in [newsletter, all-hands].
9. Special cases
9.1 Reporting about privileged staff or management
If the event involves the security team, IT administrators or senior management, report directly to [@ciso] or, if the CISO is involved, to [@ceo / audit committee chair / whistleblowing channel].
9.2 Suppliers and partners
Suppliers report events affecting [Organization name] information through CH-05 and the contact named in the contract, within the time agreed there. Staff who learn of a supplier incident through other means report it on CH-02.
9.3 Physical and office events
Facilities or reception staff record physical events (lost badges,
tailgating, forced doors) in the security queue as well as in the
facilities log, so that patterns across sites are visible
(isms/physical-security-policy).
9.4 External reports
Customers, security researchers and the public report through
[security contact page, security.txt, security@ address]. The security
team acknowledges external reports within [3 working days] and handles
reports of product vulnerabilities under
security/vulnerability-management-policy.
9.5 Anonymous reports
Anonymous reports are accepted through [anonymous form or whistleblowing channel]. The team acts on them, knowing it may not be able to ask follow-up questions or give feedback.
10. Size tiers
| Topic | Small: Quillmere Analytics Ltd (Example) | Medium: Quillmere Health Systems (Example) | Large: Quillmere Group (Example) |
|---|---|---|---|
| Context | 46 staff (38 employees, 8 contractors), one office plus remote staff | 320 staff, two offices, one colocation suite | 2,400 staff, 6 sites in 4 countries, OT and IT |
| Channels | CH-01, CH-02 (helpdesk tool), CH-03 rings the on-call engineer rota, CH-05 for suppliers | All six channels; CH-03 to the 3-person security team plus a managed detection provider out of hours | All six channels, local hotline numbers per country forwarding to the group security operations centre; CH-06 strong at plants |
| Receiver | On-call engineer; ISMS manager (0.5 FTE) reviews every ticket weekly | Service desk, then security team analyst | Regional service desks, group security operations centre |
| Out-of-hours cover | Engineering on-call rota | Managed detection provider | Group security operations centre 24/7 |
| Language | English | English | English plus local languages at each site; posters translated |
| Feedback | Personal reply by the analyst | Templated replies plus monthly newsletter | Templated replies in local languages, quarterly recognition |
| Typical volume (Example) | 4 to 8 reports a month | 25 to 50 a month | 200 to 350 a month |
11. One-page summary for staff
See something? Report it. You will never be blamed for reporting.
- Suspicious email? Press [Report phishing]. Do not forward it.
- Something happening now, lost device, or you clicked? Call [+00 000 000 000], any time.
- Anything else? Service desk portal, category "Security event".
- Say: what you saw, when, which device or account, what you did.
- Do not: investigate, delete evidence, or warn others yourself.
- You will hear back within [5 working days].
12. Metrics
| Metric ID | Measure | Formula | Target (Example) | Source |
|---|---|---|---|---|
| SER-M01 | Reports per 100 staff per quarter | Reports in quarter / headcount x 100 | Rising trend | Security queue |
| SER-M02 | Acknowledgement within target | Reports acknowledged on time / reports | ≥ 95 % | Ticketing system |
| SER-M03 | Feedback given at closure | Reports with closing message / closed reports | ≥ 95 % | Ticketing system |
| SER-M04 | Time from noticing to reporting (median) | Median of report time minus noticed time | ≤ 1 hour for urgent categories | Ticket fields |
| SER-M05 | Share of incidents first reported by people | Incidents whose first signal was a report / all incidents | Tracked, compared with tool detection | Incident register |
| SER-M06 | Real phishing reported | Real malicious emails reported per month | Rising trend | Security mailbox |
| SER-M07 | Staff who know how to report | Correct answers in awareness quiz or spot check | ≥ 90 % | Awareness survey |
Worked example (Example): Quillmere Health Systems received 104 reports in Q1 2027 with 320 staff, which is 32.5 reports per 100 staff (104 / 320 x 100). Of the 104, 101 were acknowledged within target, which is 97.1 %.
13. Records and evidence
| Record | Proves | Owner | Location | Retention |
|---|---|---|---|---|
| Security event tickets with timestamps | Events are reported, acknowledged, triaged and closed with reasons | Security operations lead | [Ticketing system] | [3] years |
| Incident register entries linked to reports | Hand-off to incident response | Security operations lead | isms/incident-register | Per incident register |
| Channel test log (section 14) | Channels work, including out of hours | Security operations lead | [GRC tool] | [3] years |
| Awareness material and completion records | Staff were told how to report (A.6.3) | Awareness lead | [Learning platform] | [3] years |
| Feedback messages | Reporters receive feedback | Security operations lead | [Ticketing system] | With ticket |
| Quarterly metrics report | Monitoring of procedure performance | ISMS manager | isms/isms-performance-report | [3] years |
Reports can contain personal data of reporters and others. Access is
limited to the security team, and retention follows
data/data-retention-deletion-standard.
14. Review and testing
| Test ID | Test | Frequency | Pass criterion | Owner |
|---|---|---|---|---|
| SER-T01 | Send a test report on each channel | Quarterly | Ticket created in security queue within [10 minutes] | Security operations lead |
| SER-T02 | Call the hotline out of hours | Quarterly | Answered or called back within [15 minutes] | Security operations lead |
| SER-T03 | Ask 10 staff "how would you report a lost laptop?" | Twice a year | ≥ 9 correct | Awareness lead |
| SER-T04 | Check every closed ticket in a month for a reason and feedback | Quarterly sample | 100 % | ISMS manager |
The procedure is reviewed at least annually, after any incident where reporting was late or failed, and when channels or tools change.
15. References
- ISO/IEC 27001:2022, https://www.iso.org/standard/82875.html, with Amendment 1:2024, https://www.iso.org/standard/88435.html (Annex A A.6.8 and A.5.24 to A.5.28 cited by number only)
- ISO/IEC 27002:2022, https://www.iso.org/standard/75652.html
- ISO/IEC 27035-1:2023 and ISO/IEC 27035-2:2023, incident management principles and planning (cited only)
- ISO/IEC 27000:2026, https://www.iso.org/standard/84257.html (vocabulary)
- NIST SP 800-61 Rev. 3, Incident Response Recommendations and Considerations for Cybersecurity Risk Management: A CSF 2.0 Community Profile, April 2025, https://csrc.nist.gov/pubs/sp/800/61/r3/final
- Regulation (EU) 2016/679 (GDPR), Article 33, and Directive (EU) 2022/2555 (NIS2), Article 23, as examples of deadlines that start from awareness
- Related templates:
compliance/incident-response-plan,isms/incident-register,isms/post-incident-review,ops/incident-severity-matrix,security/security-incident-report,compliance/personal-data-breach-assessment,isms/security-disciplinary-process,isms/control-evidence-matrix
Standard and licence note
Structure aligned with ISO/IEC 27001:2022 + Amd 1:2024 Annex A control A.6.8 and the incident management controls A.5.24 to A.5.28, with practical content informed by NIST SP 800-61 Rev. 3 (a US Government work in the public domain) and the public texts of the GDPR and NIS2. The text of this template is original. No ISO/IEC text is reproduced; control numbers and short descriptive labels only are used, and you need the official standards to read the requirements and guidance. Check the current editions before use. Template licence: MIT.
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