Request for Architecture Work Template (TOGAF 10)
Sponsor request that starts an ADM cycle: problem, goals and drivers, constraints, scope, budget, stakeholders, outputs, intake scoring and decision
使い方: Use it when a sponsor asks the architecture function to start an engagement, before Phase A. Fill the problem, goals, constraints, budget and the questions the sponsor needs answered first; the architecture function then scores the request and records the decision. The main pitfall is a request that names a product instead of an outcome.
プレビュー
Request for Architecture Work: [Request title]
A Request for Architecture Work is the formal ask from a sponsor that starts an architecture engagement. In The TOGAF Standard, 10th Edition (2025 release with Technical Corrigendum 1), it is the trigger for a cycle of the Architecture Development Method (ADM), usually raised after the Preliminary Phase has set up the architecture capability and before Phase A (Architecture Vision) begins. This template captures the sponsor, the problem, the goals and drivers, constraints, budget, timeline, stakeholders and expected outputs, then records the intake assessment and the decision of the architecture function. Replace every
[bracketed]value and every row marked Example.
Document control
| Field | Value |
|---|---|
| Document ID | [RAW-YYYY-NN] |
| Request title | [Request title] |
| Version | [0.1] |
| Status | [Draft / Submitted / In assessment / Accepted / Accepted with changes / Deferred / Merged / Declined / Withdrawn] |
| Sponsor | [@sponsor, title, business unit] |
| Requester (author) | [@requester] |
| Intake owner (architecture function) | [@chief-architect or delegate] |
| Approvers / reviewers | [Sponsor, Architecture Board chair, portfolio office] |
| Date submitted | YYYY-MM-DD |
| Decision required by | YYYY-MM-DD |
| Classification | [Internal / Confidential] |
| Repository location | [Architecture Repository path or ID] |
| Last updated | YYYY-MM-DD |
Approvals
| Role | Name | Decision | Conditions | Date |
|---|---|---|---|---|
| Sponsor (submits) | [@sponsor] | [Submitted] | [None] | YYYY-MM-DD |
| Business unit finance partner | [@finance] | [Funding confirmed / Indicative only] | [Conditions] | YYYY-MM-DD |
| Intake owner | [@chief-architect] | [Recommendation] | [Conditions] | YYYY-MM-DD |
| Architecture Board chair | [@chair] | [Accepted / Deferred / Merged / Declined] | [Conditions] | YYYY-MM-DD |
Revision history
| Version | Date | Author | Change summary |
|---|---|---|---|
| 0.1 | YYYY-MM-DD | [@requester] | First draft of problem, goals and constraints |
| 0.2 | YYYY-MM-DD | [@requester] | Example: Budget envelope and timeline confirmed with finance; stakeholders added |
| 1.0 | YYYY-MM-DD | [@chief-architect] | Example: Accepted with changes by the Architecture Board (outcome record ARB-2026-024); scope narrowed to retail lines |
Contents
- Request summary
- Sponsor and requesting organisation
- Problem, opportunity and mission alignment
- Business goals and drivers
- Constraints and assumptions
- Requested scope
- Stakeholders
- Budget, resources and timeline
- Existing architecture and related work
- Expected outputs and success
- Risks and urgency
- Intake assessment and decision
- Next steps and hand-off
- Glossary and references
1. Request summary
| Field | Value |
|---|---|
| Request ID | [RAW-YYYY-NN] |
| One-line ask | Example: Define a target architecture and roadmap that lets the retail claims business decide simple claims within 48 hours and hold one trusted record per customer |
| Type of request | [New capability / Transformation / Rationalisation / Regulatory response / Technology refresh / Merger or divestment / Other] |
| Architecture level expected | [Strategic / Segment / Capability / Solution] |
| Requested start | YYYY-MM-DD |
| Requested end of architecture work | YYYY-MM-DD |
| Budget envelope for the resulting change | Example: Up to USD 2.5 million capital over two financial years |
| Budget for the architecture work itself | Example: Up to USD 320,000 from the claims transformation cost centre |
Example summary: Retail claims customers wait 11 days on average for a decision, while competitors settle simple claims in under two days. Customer details are held in three policy systems and a legacy CRM that loses vendor support next year, so handlers re-key data and decisions are made on conflicting records. The Chief Operating Officer asks the architecture function to define a target architecture and a funded roadmap within four months, so that the programme can start delivery in the next financial year inside a USD 2.5 million capital envelope.
2. Sponsor and requesting organisation
| Field | Value |
|---|---|
| Sponsor name and title | Example: [@coo], Chief Operating Officer |
| Business unit | Example: Retail Insurance Operations |
| Sponsor's authority | Example: Budget holder for claims operations; chairs the claims transformation steering group |
| Business owner (day to day) | Example: [@head-of-claims], Head of Claims |
| Requester and contact | [@requester, e-mail or chat handle] |
| Funding source | Example: Claims transformation cost centre CC-4410 (architecture work); capital plan line CAP-27-12 (delivery) |
| Portfolio or programme link | Example: Strategic theme "Customer first" in the three-year plan |
2.1 Sponsor commitments
By submitting this request the sponsor agrees to:
- Attend the Phase A kick-off and each Architecture Board gate where the engagement is reviewed.
- Nominate business subject-matter experts and release them for the time stated in section 8.2.
- Make scope and priority decisions within five working days when the lead architect escalates them.
- Accept or reject the resulting Statement of Architecture Work and the final deliverables in writing.
Strike any commitment the sponsor cannot make and explain why in a note under this list; the intake assessment in section 12 will weigh it.
3. Problem, opportunity and mission alignment
3.1 Problem or opportunity statement
[Describe the problem or opportunity in two or three paragraphs. Quote measurements where you have them and say where they come from.]
Example: The retail claims operation handles about 140,000 motor and home claims a year. Average time to a decision is 11 days; customer research shows that most policyholders expect a decision on a simple claim within two days. Handlers use five systems per claim and re-key customer details between them, which causes about one claim in twelve to be reopened because of wrong contact or bank details.
The legacy CRM that holds the customer contact history reaches the end of vendor support in [month YYYY]. The three policy systems each keep their own customer records, synchronised by nightly files, so there is no single answer to "who is this customer and what cover do they hold".
3.2 Alignment with mission and strategy
| Strategy element | How this request supports it | Source |
|---|---|---|
| Example: Mission: "Help customers recover quickly after a loss" | Faster decisions on simple claims are the most visible proof of the mission | Corporate mission statement |
| Example: Three-year plan theme "Customer first" | One trusted customer view is a stated prerequisite of the theme | Strategic plan YYYY to YYYY, section 4 |
| Example: Cost programme target of 15% lower operating cost | Less re-keying and fewer reopened claims lower cost per claim | Finance plan YYYY |
| [Strategy element] | [Contribution] | [Document and section] |
3.3 Stated preferences and prior ideas
Record any solution ideas the sponsor already holds, so that Phase A can test them openly instead of discovering them late.
Example: The Head of Claims has seen a demonstration of a cloud claims package and would like it assessed. The IT department has a draft proposal to replace the legacy CRM like for like. Neither is a decision; both will be considered as options in Phase E.
3.4 Consequence of doing nothing
Example: Decision times stay above competitors and complaint volumes keep rising by an estimated 8% a year; the legacy CRM runs unsupported after [month YYYY], which the risk function rates as a high operational risk; and the cost programme target is missed by the claims operation.
4. Business goals and drivers
4.1 Drivers
| ID | Driver | Type | Evidence |
|---|---|---|---|
| DRV-01 (Example) | Competitors settle simple claims in under 48 hours | Market | Customer research YYYY |
| DRV-02 (Example) | Supervisory expectations on operational resilience of outsourced IT | Regulatory | Regulator letter YYYY-MM-DD |
| DRV-03 (Example) | End of vendor support for the legacy CRM | Technology | Vendor notice |
| DRV-04 (Example) | Operating cost per claim above industry median | Financial | Benchmark study YYYY |
| [DRV-nn] | [Driver] | [Market / Regulatory / Financial / Technology / Social / Environmental] | [Evidence] |
4.2 Goals
| ID | Goal | Indicative measure | Target known? | Driver |
|---|---|---|---|---|
| BG-01 (Example) | Faster claims decisions | Share of simple claims decided within 48 hours | Direction only; Phase A to set the target | DRV-01 |
| BG-02 (Example) | One trusted view of the customer | Customers with one golden record across policy lines | Direction only | DRV-01, DRV-03 |
| BG-03 (Example) | Lower cost to serve | Operating cost per claim | Yes: 20% lower than the YYYY baseline | DRV-04 |
| BG-04 (Example) | Resilient outsourced services | Critical third-party services with tested exit plans | Yes: all of them | DRV-02 |
| [BG-nn] | [Goal] | [Measure] | [Yes / Direction only] | [DRV-nn] |
5. Constraints and assumptions
5.1 Constraints
| ID | Constraint | Type | Source |
|---|---|---|---|
| CNS-01 (Example) | Capital for the resulting change is capped at USD 2.5 million | Financial | Capital plan line CAP-27-12 |
| CNS-02 (Example) | Customer personal data must remain in the EU | Legal | Group data protection policy |
| CNS-03 (Example) | Policy administration contract renews on YYYY-MM-DD | Contractual | Vendor contract schedule |
| CNS-04 (Example) | No cut-overs during the year-end claims peak | Operational | Claims operations calendar |
| [CNS-nn] | [Constraint] | [Financial / Legal / Contractual / Operational / Technical / Organisational] | [Source] |
5.2 Assumptions
| ID | Assumption | Owner | Check by |
|---|---|---|---|
| ASM-01 (Example) | The existing cloud landing zone is approved for confidential data | [@platform-lead] | YYYY-MM-DD |
| ASM-02 (Example) | Claims subject-matter experts can be released two days per week during Phase B | [@head-of-claims] | YYYY-MM-DD |
| [ASM-nn] | [Assumption] | [@owner] | YYYY-MM-DD |
5.3 Principles and policies that apply
List enterprise principles and policies the requester already knows will
shape the answer. The full catalogue is maintained in the Architecture
Principles Catalogue (architecture/architecture-principles).
Example: BP-02 Reuse before buy before build; DP-01 Data has one accountable owner and one master source; TP-01 Prefer managed services on approved platforms; the group outsourcing policy for critical services.
6. Requested scope
| Dimension | Requested in scope | Requested out of scope | Notes |
|---|---|---|---|
| Enterprise breadth | Example: Retail and commercial claims, all EU markets | Life products | Intake may narrow this |
| Business capabilities | Example: Claims intake, assessment, settlement; customer management | Underwriting, reinsurance | |
| Architecture domains | Example: Business, data, application, technology | Physical facilities | |
| Depth | Example: Enough to fund and plan projects | Detailed solution design | |
| Time horizon | Example: Target state 24 months from approval | Beyond 36 months | |
| External parties | Example: Repair network and loss adjusters at interface level | Partner internal systems | |
| [Dimension] | [In scope] | [Out of scope] | [Notes] |
6.1 Questions the sponsor needs answered
List the decisions the sponsor must be able to make at the end of the architecture work. These become the backbone of the Statement of Architecture Work.
- Example: Should the claims platform be replaced, extended or bought as a service, and in what order relative to the customer data work?
- Example: Where should the master customer record live, and which systems must change to use it?
- Example: Can the legacy CRM be retired before its support ends, and what does that require?
- Example: What is the realistic cost and sequence of the change within the capital envelope?
- [Question]
7. Stakeholders
| ID | Stakeholder | Interest in the request | Expected involvement |
|---|---|---|---|
| SH-01 (Example) | Chief Operating Officer | Sponsor; owns claims cycle time and cost | Steering, approvals |
| SH-02 (Example) | Head of Claims | Business owner; staff and process impact | Weekly working sessions |
| SH-03 (Example) | Chief Information Security Officer | Data protection and third-party risk | Review at each gate |
| SH-04 (Example) | Data Protection Officer | Lawful basis, retention, data subject rights | Privacy checkpoints |
| SH-05 (Example) | Head of IT Operations | Supportability, run cost, skills | Architecture reviews |
| SH-06 (Example) | Claims handlers | Daily users of the change | User research and demos |
| [SH-nn] | [Stakeholder] | [Interest] | [Involvement] |
Use the stakeholder register (project/stakeholder-register) when the
list grows beyond a dozen entries.
8. Budget, resources and timeline
8.1 Funding
| Item | Amount | Status | Source |
|---|---|---|---|
| Architecture work (Phases A to F) | Example: Up to USD 320,000 | Approved | Cost centre CC-4410 |
| Resulting change (delivery) | Example: Up to USD 2.5 million capital | Indicative; final approval after the roadmap | Capital plan line CAP-27-12 |
| Contingency for the architecture work | Example: About 10%, included in the USD 320,000 and released by the sponsor | Approved | Cost centre CC-4410 |
| [Item] | [Amount] | [Approved / Indicative] | [Source] |
8.2 People the business will provide
| Role | Person or team | Time available | Period |
|---|---|---|---|
| Example: Claims process experts | Two senior handlers | Two days per week each | Weeks 1 to 10 |
| Example: Finance analyst | Claims finance team | Half a day per week | Weeks 1 to 15 |
| Example: Data steward for customer data | Customer operations | One day per week | Weeks 3 to 12 |
| [Role] | [Name or team] | [Time] | [Period] |
8.3 Timeline
| Milestone | Requested date | Driving event |
|---|---|---|
| Architecture work starts | Example: YYYY-MM-DD | Budget available from the new quarter |
| Target architecture and roadmap ready for investment decision | Example: YYYY-MM-DD | Capital committee meets on this date |
| Legacy CRM retired | Example: YYYY-MM-DD | End of vendor support |
| [Milestone] | YYYY-MM-DD | [Event] |
9. Existing architecture and related work
| Item | Type | Location | Relevance |
|---|---|---|---|
| Example: Group strategic architecture SA-2026 | Strategic architecture | [Repository path] | This work must conform to it |
| Example: Claims capability map, version 2.1 | Business architecture | [Repository path] | Starting point for Phase B (architecture/business-capability-map) |
| Example: Customer data study (YYYY) | Prior study | [Link] | Profiling of duplicate records in policy systems |
| Example: Distribution segment architecture engagement | Parallel engagement | [Link] | Shares the customer domain; agree ownership early |
| Example: Cloud landing zone design | Platform | [Link] | Target hosting option (architecture/landing-zone-design) |
| [Item] | [Type] | [Location] | [Relevance] |
9.1 Decisions already taken
Record decisions that the engagement must treat as fixed, with their reference. Example: the group has decided that all new customer-facing services run on the approved cloud platform (decision record ADR-004). If the sponsor wants any of these reopened, say so here so the board can decide whether that is in scope.
10. Expected outputs and success
10.1 Expected outputs
| Output | Purpose for the sponsor | Expected by |
|---|---|---|
| Example: Architecture Vision and Statement of Architecture Work | Agree direction, scope, plan and acceptance | Week 3 |
| Example: Architecture Definition Document | Baseline, target and gaps per domain | Week 11 |
| Example: Architecture Requirements Specification | Measurable requirements for delivery projects | Week 11 |
| Example: Architecture Roadmap with Transition Architectures | Sequence, cost and value per increment | Week 15 |
| Example: Investment paper input | Figures for the capital committee | Week 15 |
| [Output] | [Purpose] | [Week or date] |
10.2 What success looks like
Example: The capital committee can approve the first two work packages with confidence in cost and sequence; the claims, data and IT leaders agree on where the customer master lives; and the legacy CRM retirement has a dated plan that the risk function accepts.
11. Risks and urgency
11.1 Urgency
| Factor | Rating | Reason |
|---|---|---|
| Regulatory or legal deadline | Example: Medium | Supervisory review of outsourcing planned for next year |
| Contract or support deadline | Example: High | Legacy CRM support ends and policy contract renews within 18 months |
| Financial impact of delay | Example: Medium | Cost target slips by one year for each year of delay |
| Customer or reputational impact | Example: High | Complaint volumes rising |
| [Factor] | [High / Medium / Low] | [Reason] |
11.2 Known risks to the architecture work
| ID | Risk | Likelihood | Impact | Suggested response |
|---|---|---|---|---|
| RRK-01 (Example) | Business experts unavailable during the regulatory remediation | Medium | High | Agree release dates with the Head of Claims before Phase A |
| RRK-02 (Example) | Ownership of the customer domain disputed with the distribution segment | High | Medium | Board to rule on ownership at intake |
| RRK-03 (Example) | Data needed for the baseline is held by a vendor and slow to obtain | Medium | Medium | Request data extracts in week 1 |
| [RRK-nn] | [Risk] | [H / M / L] | [H / M / L] | [Response] |
12. Intake assessment and decision
12.1 Completeness check
| Check | Result | Comment |
|---|---|---|
| Sponsor with budget authority named and committed | [Yes / No] | |
| Problem stated with evidence | [Yes / No] | |
| Goals and drivers listed with IDs | [Yes / No] | |
| Constraints and their sources recorded | [Yes / No] | |
| Funding for the architecture work approved | [Yes / No] | |
| Business people and their time identified | [Yes / No] | |
| Related work and prior decisions listed | [Yes / No] | |
| Questions the sponsor needs answered listed | [Yes / No] |
A request with two or more "No" answers is returned to the requester before scoring.
12.2 Assessment criteria and score
Score each criterion from 1 (low) to 5 (high). The criteria, weights and
bands are set in section 5.4 of the Architecture Board charter
(architecture/architecture-governance-charter), with a description of
what a top score looks like for each; do not change them per request.
| Criterion | Weight (Example) | Score | Weighted | Evidence |
|---|---|---|---|---|
| Strategic alignment | 25% | Example: 5 | 1.25 | Section 3.2 |
| Business value at stake | 20% | Example: 4 | 0.80 | Sections 3.1, 4.2 |
| Urgency | 15% | Example: 4 | 0.60 | Section 11.1 |
| Architecture significance (cross-domain, cross-unit, long life) | 20% | Example: 5 | 1.00 | Sections 6, 9 |
| Readiness (sponsor, funding, people) | 20% | Example: 3 | 0.60 | Sections 2, 8 |
| Total | 100% | 4.25 of 5 |
Example interpretation: a total of 4.0 or more is a candidate for a full engagement; 2.5 to 3.9 suggests a lighter engagement or a solution-level review; below 2.5 is usually declined or handled outside the architecture function. These are the bands in charter section 5.4; change them there, not here.
12.3 Decision outcomes
| Outcome | Use when | What happens next |
|---|---|---|
| Accept | Complete, significant and ready | Lead architect assigned; Phase A starts |
| Accept with changes | Worth doing but scope, timing or level must change | Changes recorded in section 12.4; requester confirms |
| Merge | Overlaps an engagement already under way | Request folded into that engagement's scope through its change procedure |
| Defer | Worth doing but capacity or readiness is missing now | New intake date set; conditions to meet listed |
| Redirect | Does not need enterprise or segment architecture | Routed to a solution architecture review (architecture/architecture-review-request) or to the project |
| Decline | Not aligned or not justified | Reasons given in writing to the sponsor |
12.4 Decision record
| Field | Value |
|---|---|
| Decision | Example: Accept with changes |
| Decided by | Example: Architecture Board, outcome record ARB-2026-024 |
| Decision date | YYYY-MM-DD |
| Changes to the request | Example: Breadth narrowed to retail motor and home claims; commercial claims to follow as a separate request after the target is approved |
| Conditions | Example: C1: the board rules that the customer domain model is owned by this engagement and reused by the distribution segment. C2: the Head of Claims confirms expert release dates before kick-off |
| Assigned lead architect | [@lead-architect] |
| Architecture capability used | Example: Enterprise architecture team, claims and customer domain |
| Reasons | Example: Score 4.25; high strategic alignment and a hard support deadline; readiness lowered by the parallel regulatory remediation |
13. Next steps and hand-off
| Step | Owner | Due | Output |
|---|---|---|---|
| 1. Confirm the lead architect and core team | [@chief-architect] | Example: Decision date plus 5 working days | Named team |
| 2. Meet the sponsor to confirm changes and conditions | [@lead-architect] | Decision date plus 10 working days | Confirmed scope position |
| 3. Hold the Phase A kick-off with key stakeholders | [@lead-architect] | YYYY-MM-DD | Stakeholder map, concerns |
| 4. Draft the Architecture Vision | [@lead-architect] | YYYY-MM-DD | architecture/togaf-architecture-vision |
| 5. Draft and agree the Statement of Architecture Work | [@lead-architect] | YYYY-MM-DD | architecture/statement-of-architecture-work |
| 6. Register the engagement in the architecture portfolio | [@ea-office] | YYYY-MM-DD | Portfolio entry |
| [Step] | [@owner] | YYYY-MM-DD | [Output] |
Each later deliverable cites this request ID in its Document control so
that the chain from request to vision, statement of work, definition and
roadmap can be followed in the repository. If the scope changes
materially after acceptance, raise an Architecture Change Request
(architecture/architecture-change-request) rather than editing this
request.
13.1 Intake checklist for the architecture function
- Request ID allocated and stored in the repository
- Overlap with running engagements checked in the portfolio
- Applicable principles, standards and reference architectures listed
- Decision recorded with reasons and conditions
- Sponsor informed in writing within two working days of the decision
- Lead architect named, or a deferral date set
14. Glossary and references
14.1 Glossary
| Term | Meaning in this document |
|---|---|
| ADM | Architecture Development Method, the iterative cycle of phases at the centre of the TOGAF Standard |
| Architecture engagement | A bounded piece of architecture work with its own sponsor, scope, plan and deliverables |
| Architecture Board | The governance body that decides on architecture work, compliance and exceptions |
| Intake | The assessment of a new request before any architecture work is committed |
| Preliminary Phase | The ADM phase that prepares the organisation's architecture capability, principles and governance |
| Sponsor | The accountable executive who funds the work and accepts its results |
| Statement of Architecture Work | The agreement that sets scope, approach, plan and acceptance for an accepted request |
| [Term] | [Meaning] |
14.2 References
| ID | Reference | Version / date |
|---|---|---|
| REF-01 | The TOGAF Standard, 10th Edition (The Open Group, catalogue C220), incorporating Technical Corrigendum 1 (U254, 15 May 2025) | 19 May 2025 |
| REF-02 | Architecture Vision (architecture/togaf-architecture-vision) | [x.y] |
| REF-03 | Statement of Architecture Work (architecture/statement-of-architecture-work) | [x.y] |
| REF-04 | Architecture Board Charter (architecture/architecture-governance-charter) | [x.y] |
| REF-05 | Architecture Principles Catalogue (architecture/architecture-principles) | [x.y] |
| REF-06 | Business case for the resulting change (business/business-case) | [x.y] |
| REF-07 | [Corporate strategy or business plan] | [x.y] |
Standard and licence note
Structure aligned with The TOGAF Standard, 10th Edition (2025 release with Technical Corrigendum 1), published by The Open Group: the Request for Architecture Work that triggers a cycle of the Architecture Development Method, following the Preliminary Phase and leading into Phase A. TOGAF and ArchiMate are registered trademarks of The Open Group. This template uses only the names of phases and deliverables; all text is original. It was written from general professional practice, without reading, quoting, paraphrasing or summarising the text of the standard, and it reproduces no definitions, tables or lists from it. The intake criteria, weights and decision outcomes are suggestions of this template, not requirements of the standard. Check the current edition and any technical corrigenda at opengroup.org and obtain the standard for its own guidance. Template licence: MIT.
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