Dissertation Proposal Template
Proposal: rationale, research questions, literature summary, conceptual framework diagram, methods, analysis, ethics, timeline, budget
How to use: Use for a confirmation review, qualifying exam or doctoral application. Write the research questions first and make every later section serve them. Main pitfall: vague sampling and access plans that make reviewers doubt feasibility.
Preview
Dissertation Proposal: [Working title]
Research proposal template for a doctoral or master's dissertation, for a confirmation review, qualifying examination or admission application. It covers the rationale, research questions, literature, conceptual framework, methods, analysis plan, ethics, timeline, budget and expected contribution. Based on common academic practice; follow your programme's proposal guidelines where they differ. Replace every
[bracketed]value and every row marked Example.
Document control
| Field | Value |
|---|---|
| Candidate | [Full name], student ID [000000] |
| Programme | [PhD in Public Health / MA in Education] |
| Department | [Department, University] |
| Supervisor(s) | [@principal], [@co-supervisor] |
| Review type | [Confirmation of candidature / Qualifying exam / Application] |
| Review panel | [Names, or "to be appointed by the graduate committee"] |
| Word count | [6,200 of 8,000 maximum] |
| Version | [0.1] |
| Status | [Draft / With supervisors / Submitted / Approved / Approved with conditions] |
| Last updated | YYYY-MM-DD |
Approvals
| Role | Name | Decision | Date |
|---|---|---|---|
| Principal supervisor | [@name] | [Supports submission] | YYYY-MM-DD |
| Review panel chair | [@name] | [Approved / Approved with conditions / Resubmit] | YYYY-MM-DD |
| Graduate research committee | [@name] | [Decision] | YYYY-MM-DD |
Revision history
| Version | Date | Author | Change summary |
|---|---|---|---|
| 0.1 | YYYY-MM-DD | [@candidate] | First complete draft |
| 0.2 | YYYY-MM-DD | [@candidate] | Example: Narrowed RQ2 and replaced survey with interviews after supervisor feedback |
| 1.0 | YYYY-MM-DD | [@candidate] | Example: Submitted for confirmation review |
Contents
- Title and abstract
- Background and rationale
- Problem statement and purpose
- Research questions and hypotheses
- Literature review summary
- Conceptual framework
- Methodology
- Data analysis plan
- Ethical considerations
- Timeline
- Resources and budget
- Expected contributions
- Limitations and risks
- References
- Appendices
1. Title and abstract
Working title: [Specific title. Example: "Teacher feedback literacy and student uptake of written feedback in upper-secondary science: a mixed-methods study."]
Abstract: [Problem in one or two sentences. The gap. The aim and research questions. The design, setting, participants and analysis. The expected contribution to theory and practice.]
Keywords: [4-6 terms]
2. Background and rationale
[Describe the context and the practical or theoretical problem. Show its scale or consequences with evidence. Example: "National inspection reports for 2022-2024 found that written feedback was rarely acted on by students in 62% of observed science lessons, yet feedback remains the most common form of teacher assessment practice."]
[Explain the personal or professional motivation briefly if your discipline expects it, and state why you are positioned to do the work.]
3. Problem statement and purpose
Problem statement. [What is not known or not working, for whom, and the consequence of not knowing.]
Purpose statement. [Example: "The purpose of this study is to explain how teachers' feedback literacy relates to students' uptake of written feedback in upper-secondary science classrooms in [region]."]
4. Research questions and hypotheses
| ID | Research question | Type | Hypothesis (if any) | Data source |
|---|---|---|---|---|
| RQ1 | Example: How do science teachers describe the purpose and form of their written feedback? | Qualitative, descriptive | Not applicable | Teacher interviews |
| RQ2 | Example: Is teacher feedback literacy associated with the proportion of feedback comments students act on? | Quantitative, associational | H2: Higher feedback literacy scores predict higher uptake | Teacher survey; coded student work |
| RQ3 | Example: What conditions help or hinder student uptake? | Qualitative, explanatory | Not applicable | Student focus groups |
| [RQ4] | [Question] | [Type] | [Hypothesis] | [Source] |
5. Literature review summary
5.1 Search approach
[Databases (for example ERIC, Scopus, Web of Science), main search terms, years covered and inclusion criteria, in two or three sentences.]
5.2 Key themes
| Theme | What is established | Debates or weaknesses | Key sources |
|---|---|---|---|
| Example: Feedback effects on learning | Feedback has a positive average effect, highly variable in size | Most studies are short laboratory tasks | [Author, Year]; [Author, Year] |
| Example: Student feedback uptake | Uptake depends on understanding and motivation | Uptake rarely measured directly | [Author, Year] |
| Example: Teacher feedback literacy | Recent construct with emerging measures | Few validated instruments for schools | [Author, Year] |
| [Theme] | [Established] | [Debates] | [Sources] |
5.3 Gap addressed by this study
[One paragraph stating precisely what the literature has not done and how the research questions address it.]
6. Conceptual framework
The framework below shows the concepts examined and the relationships the study expects to find. Arrows indicate proposed influence, not proven causation.
| Concept | Definition used | Theoretical source | How it will be observed |
|---|---|---|---|
| Example: Feedback literacy (teacher) | Capacity to design feedback that students can understand and act on | [Author, Year] | Survey scale; interview themes |
| Example: Uptake | Evidence in a later draft that a feedback comment was acted on | [Author, Year] | Coding of paired drafts |
| [Concept] | [Definition] | [Source] | [Indicator] |
7. Methodology
7.1 Research design and paradigm
[Name the design (for example explanatory sequential mixed methods, multiple case study, longitudinal cohort) and explain why it fits the questions.]
7.2 Setting and participants
| Group | Population | Sampling | Target size | Justification |
|---|---|---|---|---|
| Example: Teachers | Science teachers in 12 public upper-secondary schools | Stratified by school type | 120 survey; 16 interviews | Power for r = 0.25 at 80%; interview saturation typical at 12-20 |
| Example: Students | Year 11 students of interviewed teachers | Purposive, two classes per teacher | 6 focus groups of 5-6 | Covers high and low uptake classes |
| [Group] | [Population] | [Strategy] | [Size] | [Reason] |
7.3 Instruments and data collection
[Describe each instrument, whether it is existing (with validity evidence) or new (with a development and piloting plan), and the procedure and timing of data collection.]
| Instrument | Status | Items / format | Validity and reliability evidence | Linked RQ |
|---|---|---|---|---|
| Example: Teacher Feedback Literacy Scale | Existing, adapted for schools | 24 Likert items, 4 subscales | Published alpha 0.82-0.91; adaptation reviewed by 3 experts | RQ2 |
| Example: Uptake coding scheme | New | Each comment coded as acted on, partly acted on or not acted on | Developed in pilot; target kappa >= 0.70 | RQ2 |
| Example: Interview guide | New | 12 open questions with probes | Piloted with 2 teachers outside the sample | RQ1 |
| [Instrument] | [Status] | [Format] | [Evidence] | [RQ] |
7.4 Access and recruitment
[How you will reach participants, gatekeeper permissions already obtained or requested, and fallback options if access is refused.]
7.5 Pilot study
[Scope, sample and what the pilot will test: instrument clarity, timing, coding reliability or recruitment rate.] Example: "Two teachers and one class each from a non-participating school will complete the full procedure. Success criteria: survey completed in under 20 minutes; inter-coder agreement on uptake of at least 0.70; no question flagged as unclear by more than one participant. Instruments will be revised before main data collection."
8. Data analysis plan
| RQ | Data | Analysis | Software | Quality checks |
|---|---|---|---|---|
| RQ1 | Interview transcripts | Reflexive thematic analysis | [NVivo 14] | Coding memo trail; peer debriefing |
| RQ2 | Survey scores; uptake rates | Multilevel regression, students nested in teachers | [R 4.4, lme4] | Assumption checks; ICC reported |
| RQ3 | Focus-group transcripts | Framework analysis | [NVivo 14] | Second coder on 20%, kappa >= 0.70 |
| Integration | All strands | Joint display comparing quantitative and qualitative results | [Spreadsheet] | Discrepancies discussed explicitly |
Example model for RQ2, with uptake for student of teacher :
where is the teacher's feedback-literacy score and the teacher-level random effect.
9. Ethical considerations
| Issue | Risk | Mitigation |
|---|---|---|
| Example: Minors as participants | Pressure to take part from teachers | Parental consent plus student assent; recruitment by researcher, not teacher |
| Example: Teacher evaluation concerns | Data could be read as performance appraisal | Results reported only in aggregate; no data shared with school leaders |
| Example: Data security | Identifiable work samples | Pseudonymise at collection; encrypted university storage; destroy after [5] years |
| [Issue] | [Risk] | [Mitigation] |
Ethics application to: [Committee name], planned submission YYYY-MM-DD.
10. Timeline
The plan below shows a sample three-year schedule. Replace dates and durations with your own.
11. Resources and budget
| Item | Purpose | Quantity | Unit cost | Total | Funding source |
|---|---|---|---|---|---|
| Example: Transcription | Interview and focus-group transcripts | 30 hours of audio | [$90/h] | [$2,700] | Departmental research fund |
| Example: Travel to schools | Data collection visits | 40 trips | [$25] | [$1,000] | Departmental research fund |
| Example: Participant thank-you vouchers | Teacher interviews | 16 | [$20] | [$320] | Student research grant |
| Example: Software licence | Qualitative analysis | 1 | [$0, university licence] | [$0] | University |
| Total | [$4,020] |
Other resources: [supervision hours, training courses, statistical consulting, equipment or archives you need access to].
12. Expected contributions
| Type | Expected contribution |
|---|---|
| Theory | Example: Tests whether teacher feedback literacy explains variation in student uptake in school settings |
| Method | Example: A coding scheme for measuring uptake from paired drafts |
| Practice | Example: Evidence-based guidance for school feedback policies |
| [Type] | [Contribution] |
Planned outputs: [journal articles, conference presentations, a practitioner summary, open data and code].
13. Limitations and risks
Limitations of the design. [Example: The correlational design cannot establish that feedback literacy causes uptake; self-report measures may be affected by social desirability.]
| ID | Risk | Likelihood | Impact | Mitigation and fallback |
|---|---|---|---|---|
| R-01 | Example: Fewer than 120 teachers respond | Medium | High | Recruit from two additional districts; analyse at reduced power and report minimum detectable effect |
| R-02 | Example: Ethics approval delayed | Medium | Medium | Submit early; begin literature chapter during review |
| R-03 | [Risk] | [L/M/H] | [L/M/H] | [Mitigation] |
14. References
[List references in the required style.]
- Example (APA 7): [Author, A. A.] ([2022]). [Title of article]. [Journal], [47]([3]), [321-338]. https://doi.org/[10.xxxx/xxxxx]
- [Reference]
15. Appendices
| Appendix | Content |
|---|---|
| A | [Draft survey instrument or interview guide] |
| B | [Participant information sheet and consent forms] |
| C | [Letters of support or gatekeeper permission] |
| D | [Data management plan] |
| E | [Training plan: courses and skills to be acquired] |
Self-review before submission
Ask your supervisor, or a peer, to check the proposal against these questions, which review panels commonly use.
- Is the problem important and the gap clearly stated with evidence?
- Are the research questions specific, answerable and few?
- Does every research question map to a data source and an analysis?
- Is the sample justified, and is access to it credible?
- Are the instruments valid for this population, or is there a plan to test them?
- Are ethical risks identified with concrete mitigations?
- Is the timeline realistic, with buffers for approval and recruitment?
- Is the expected contribution stated modestly and precisely?
- Is the proposal within the word limit and consistently referenced?
Standard and licence note
Based on common academic practice for dissertation and thesis proposals in the social and health sciences. Programme and institutional requirements take precedence over this template. Original text written for this collection; example content is illustrative. Template licence: MIT.
Related templates
Research Grant Proposal Template (NIH/NSF Style)
Research grant: specific aims, significance, innovation, approach per aim, preliminary data, timeline, team, budget, data sharing
AcademicLab Report Template
Lab report – equations, data table, error analysis
AcademicLecture Notes Template
Lecture capture – definitions, worked math