Supplier Code of Conduct Template (UNGPs, ILO, OECD)
Flow-down, labour and human rights (ILO), environment, business ethics, management systems, grievance channel, remediation, legal context
사용법: Use it to publish the minimum standards suppliers accept at onboarding and in contracts. Fill the working hours limit, audit notice and grievance channel first, and align with your own employee code. The main pitfall is an immediate termination clause that pushes suppliers to hide problems instead of fixing them.
미리보기
Supplier Code of Conduct: [Organisation name]
The minimum standards [Organisation name] expects from its suppliers on labour and human rights, health and safety, environment, business ethics and management systems, and how it will work with suppliers to meet them. Expectations draw on the UN Guiding Principles on Business and Human Rights (2011), the ILO Declaration on Fundamental Principles and Rights at Work (1998, amended 2022) and the OECD Due Diligence Guidance for Responsible Business Conduct (2018), with EU, UK and US laws given as dated examples. Replace every
[bracketed]value. This is a documentation format, not legal advice: check the current official text and a qualified professional.
Document control
| Field | Value |
|---|---|
| Document ID | [SCOC-NNN] Example: SCOC-001 |
| Version | [1.0] |
| Owner | [@head-of-procurement] |
| Reviewers | [@head-of-sustainability], [@general-counsel], [@hr-director] |
| Approved by | [@ceo] |
| Effective date | YYYY-MM-DD |
| Next review | YYYY-MM-DD (every [2] years or on a change in law) |
| Languages | [Languages in which the code is published to suppliers] |
| Classification | Public |
Revision history
| Version | Date | Author | Change summary |
|---|---|---|---|
| 0.1 | YYYY-MM-DD | [@name] | First draft |
| 1.0 | YYYY-MM-DD | [@name] | Example: Approved; recruitment fees and grievance access added |
1. Who this code applies to
This code applies to every company that supplies goods or services to [Organisation name] and its subsidiaries, including its employees, agents and subcontractors working on our business. We expect you to communicate equivalent standards to your own suppliers and to check that they are met in proportion to the risk.
Where national law and this code differ, follow the higher standard. Where national law conflicts with this code, follow the law and tell us how you respect the principles of this code as far as the law allows.
2. Labour and human rights
We expect you to respect internationally recognised human rights, as described in the UN Guiding Principles, and in particular:
| ID | Expectation |
|---|---|
| LAB-01 | No forced labour. No prison, bonded, indentured or trafficked labour. Workers keep their identity documents, are free to resign with reasonable notice and are not charged recruitment fees or related costs |
| LAB-02 | No child labour. No employment below the legal minimum age or the age of completing compulsory schooling, whichever is higher; young workers do no hazardous or night work |
| LAB-03 | Freedom of association. Workers may join or form trade unions and bargain collectively, or use lawful alternatives where the law restricts these rights, without retaliation |
| LAB-04 | Non-discrimination. No discrimination or harassment in hiring, pay, promotion, training or dismissal on grounds such as sex, race, religion, age, disability, sexual orientation, pregnancy or union membership |
| LAB-05 | Safe and healthy workplace. Risks are assessed and controlled, workers are trained and given protective equipment free of charge, and emergencies, accommodation and canteens meet safety standards |
| LAB-06 | Wages and benefits. At least the legal minimum wage and benefits, paid on time; we encourage wages that meet basic needs. No deductions as a disciplinary measure |
| LAB-07 | Working hours. Within legal limits and not more than [60] hours per week including voluntary overtime, with at least one day off in seven, except in genuine emergencies |
| LAB-08 | Fair treatment and grievance. Workers have a confidential way to raise concerns without retaliation, and concerns are answered |
LAB-01 to LAB-05 correspond to the five categories of the ILO Declaration on Fundamental Principles and Rights at Work: freedom of association and collective bargaining, elimination of forced labour, abolition of child labour, elimination of discrimination, and a safe and healthy working environment (added in 2022).
3. Environment
| ID | Expectation |
|---|---|
| ENV-01 | Hold and comply with required environmental permits |
| ENV-02 | Measure and reduce greenhouse gas emissions; share Scope 1 and 2 data, and Scope 3 data where available, on request (see finance/ghg-emissions-inventory) |
| ENV-03 | Use energy, water and materials efficiently and reduce waste and packaging |
| ENV-04 | Prevent pollution of air, water and soil; manage hazardous substances safely |
| ENV-05 | Meet product substance restrictions that apply to what you supply to us, and provide declarations on request |
| ENV-06 | Avoid contributing to deforestation and biodiversity loss in sourcing raw materials |
4. Business ethics
| ID | Expectation |
|---|---|
| ETH-01 | No bribery or corruption in any form, including facilitation payments, to anyone, public or private |
| ETH-02 | No gifts or hospitality to our employees during a tender, and otherwise only within our published limits |
| ETH-03 | Disclose any conflict of interest, such as a family or financial link with one of our employees |
| ETH-04 | Compete fairly; no price fixing, bid rigging or market sharing |
| ETH-05 | Comply with sanctions and export control laws that apply to you and to us; tell us about any designation affecting you or your owners |
| ETH-06 | Protect our confidential information, intellectual property and personal data; report security incidents affecting us without undue delay |
| ETH-07 | Keep accurate books and records; no fraud or money laundering |
| ETH-08 | No retaliation against anyone who raises a concern in good faith |
5. Management systems and due diligence
We expect you, in proportion to your size and risk, to:
- Adopt policies covering this code and assign responsibility to a senior person.
- Identify and assess risks of harm to people and the environment in your operations and supply chain, and act on the most severe first, following the steps of the OECD Due Diligence Guidance (embed, identify, prevent and mitigate, track, communicate, remediate).
- Train relevant workers and managers.
- Keep records that show compliance, and share them with us on reasonable request.
- Provide or take part in remediation where you have caused or contributed to harm.
6. Raising concerns
Your workers, your suppliers and other affected people can raise
concerns about any breach of this code through [channel: web form,
phone line, email], available in [languages], anonymously where the
law allows. We protect reporters against retaliation in line with our
whistleblowing policy (compliance/whistleblowing-policy).
7. Monitoring, remediation and consequences
- We may ask you to complete self-assessments, provide evidence, or accept audits by us or an independent party with [10] working days' notice, or without notice where we have credible reports of serious harm.
- Where we find a gap, we agree a corrective action plan with you,
with dates, and follow it up in supplier performance reviews
(
procurement/supplier-performance-review). - Where you will not or cannot improve, we may suspend new business and, as a last resort, end the relationship, after considering the effect on affected workers and communities.
- Serious breaches, such as forced or child labour, bribery or sanctions violations, must be reported to us immediately.
8. Legal context
| Jurisdiction | Instrument | Status checked 2026-10-30 |
|---|---|---|
| International | UN Guiding Principles on Business and Human Rights | Endorsed 2011 |
| International | ILO Declaration on Fundamental Principles and Rights at Work | 1998, amended 2022 |
| International | OECD Due Diligence Guidance for Responsible Business Conduct | 2018 |
| EU | Corporate Sustainability Due Diligence Directive (EU) 2024/1760, as amended by Directives (EU) 2025/794 and 2026/470 (Omnibus I) | Scope narrowed to EU companies with more than 5,000 employees and more than EUR 1.5 billion net worldwide turnover, and non-EU companies with more than EUR 1.5 billion net turnover in the EU (check the consolidated text); transposition by 2028-07-26, application from 2029-07-26 |
| EU | Regulation (EU) 2024/3015 prohibiting products made with forced labour | Applies from 2027-12-14 |
| UK | Modern Slavery Act 2015, section 54 (transparency in supply chains statement) | In force; applies to commercial organisations above the turnover threshold set in regulations |
| US | Uyghur Forced Labor Prevention Act (Public Law 117-78) | Rebuttable import presumption in effect since 2022-06-21, enforced by CBP |
9. Supplier acknowledgement
| Field | Value |
|---|---|
| Supplier legal name | [Name] |
| Signed by | [Name, role] |
| Date | YYYY-MM-DD |
| Code version accepted | [1.0] |
| Exceptions or local law conflicts declared | [None, or description] |
References
| Reference | Official source |
|---|---|
| UN Guiding Principles on Business and Human Rights (2011) | https://www.ohchr.org/sites/default/files/documents/publications/guidingprinciplesbusinesshr_en.pdf |
| ILO Declaration on Fundamental Principles and Rights at Work (1998, amended 2022) | https://www.ilo.org/ilo-declaration-fundamental-principles-and-rights-work |
| OECD Due Diligence Guidance for Responsible Business Conduct (2018) | https://www.oecd.org/en/publications/oecd-due-diligence-guidance-for-responsible-business-conduct_15f5f4b3-en.html |
| European Commission, corporate sustainability due diligence | https://commission.europa.eu/business-economy-euro/doing-business-eu/sustainability-due-diligence-responsible-business/corporate-sustainability-due-diligence_en |
| UK Home Office, Transparency in supply chains: a practical guide | https://www.gov.uk/government/publications/transparency-in-supply-chains-a-practical-guide |
| US CBP, Uyghur Forced Labor Prevention Act | https://www.cbp.gov/trade/forced-labor/UFLPA |
Standard and licence note
Based on the UN Guiding Principles on Business and Human Rights (2011), the ILO Declaration on Fundamental Principles and Rights at Work (as amended in 2022) and the OECD Due Diligence Guidance for Responsible Business Conduct (2018), summarised in original words; laws are cited as dated examples and must be checked in their current official text. The text is original and is not legal advice. Template licence: MIT.
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